Compliance Analyst – CAT Transaction System

📋 Description

• • As a Compliance Analyst for the CAT Transaction System at Interactive Brokers, you will play a critical role in ensuring the firm’s adherence to regulatory reporting requirements, particularly around the Consolidated Audit Trail (CAT) system, which is essential for market transparency and oversight.
• • Day to day, you will review regulatory data to identify root causes of reporting errors, use UNIX tools to correct records, develop surveillance mechanisms for compliance data, automate CAT feedback processes, and collaborate with developers and management to resolve exceptions and support regulatory examinations.
• • You will join a global financial technology leader headquartered in Greenwich, CT, with over 15 international offices, known for innovation in electronic brokerage and recognized by Barron’s as the #1 online broker for six consecutive years.
• • In this role, you will deepen your expertise in financial compliance systems, strengthen your technical skills in data analysis and automation, and gain hands-on experience with regulatory reporting frameworks that are vital to market integrity and firm accountability.