Associate Compliance Officer

📋 Description

• • The Associate Compliance Officer supports the Compliance Department in administering compliance functions for Chevy Chase Trust & ASB Capital Management, ensuring adherence to regulatory standards and internal policies.
• • Day-to-day responsibilities include monitoring compliance with the Investment Advisers Act and fiduciary laws, assisting in the development and maintenance of compliance systems, conducting internal reviews, preparing reports, and supporting investigations or inquiries related to regulatory requirements.
• • The role requires proactive ownership of tasks, strong analytical thinking, and effective written and verbal communication to support compliance objectives across the organization.
• • Chevy Chase Trust is a privately owned investment think tank based in Bethesda, Maryland, specializing in personalized financial advice, thematic investment research, and asset management for individuals, families, and institutions, with a focus on independent, client-centered service.
• • The Compliance Department operates within a culture that values innovative thinking and integrity, offering the Associate Compliance Officer the opportunity to deepen expertise in financial regulations, build practical experience in compliance operations, and contribute to maintaining the firm’s reputation for excellence and fiduciary responsibility.