Analyst - Quality Assurance Financial Crime Compliance

📋 Description

• • Analyst - Quality Assurance Financial Crime Compliance role focused on ensuring Interactive Brokers adheres to global regulatory frameworks including Bank Secrecy Act, USA PATRIOT Act, AML, sanctions, and securities laws.
• • Day-to-day responsibilities include conducting risk-based QA reviews across Trade Surveillance, Financial Investigative Unit (AML), Sanctions, Fraud, Enhanced Due Diligence, and Regulatory Correspondence; reviewing global account activity for suspicious patterns; performing QA testing across entities and jurisdictions; advising management on QA results and emerging risk trends; identifying control gaps and process improvements; and partnering with Compliance, Risk, Operations, and Technology teams.
• • Interactive Brokers is a global financial services leader headquartered in Greenwich, CT, with operations in over 15 countries, serving clients in 200+ countries and recognized as Barron’s #1 online broker for six consecutive years, known for cutting-edge technology and client commitment.
• • The role offers significant growth potential, cross-training across multiple Financial Crime Compliance disciplines and global legal entities, and the opportunity to develop expertise in enterprise-wide risk-based QA programs while working in a fast-paced, collaborative, hybrid environment (4 days in office, 1 day remote) in Chicago.