Job Overview
Location
Greenwich, CT
Job Type
Full-time
Category
HR & Recruiting
Date Posted
April 14, 2026
Full Job Description
đź“‹ Description
- • The Associate General Counsel - Regulatory & Product role at Interactive Brokers LLC is a critical legal position focused on navigating complex regulatory landscapes in the financial services industry, ensuring compliance with federal securities and commodities laws while supporting innovation in electronic trading and new product development.
- • Day-to-day responsibilities include evaluating the legal and regulatory impact of new business lines, advising compliance and business teams on SEC, CFTC, FINRA, NFA, and SRO rules, identifying system and procedural changes needed to meet regulatory requirements, drafting specifications for technology teams, preparing legal documentation such as agreements and disclosures, and managing regulatory inquiries from key authorities.
- • The role sits within the General Counsel office, supporting a dynamic, multinational team at a global leader in electronic brokerage known for technological innovation and client-centric solutions, with headquarters in Greenwich, CT and additional locations in New York City and Washington, DC.
- • The position offers the opportunity to deepen expertise in financial regulation, influence product development through legal guidance, work at the intersection of law and technology, and grow professionally in a high-impact, fast-paced environment with exposure to global markets and complex regulatory frameworks.
🎯 Requirements
- • At least 5 years of post-J.D. experience at a law firm, financial services regulatory agency, exchange, broker-dealer, or FCM, with preference for broker-dealer or FCM advisory experience.
- • Member in good standing of the bar of any U.S. state or the District of Columbia.
- • Solid academic background and high degree of comfort and fluency with computers and technology, including understanding how technology applies to business and regulatory problems.
- • Outstanding oral and written communication skills, with ability to work independently and in a small-team environment while managing multiple tasks with minimal supervision.
🏖️ Benefits
- • Competitive salary, annual performance-based bonus, and stock grant.
- • Retirement plan 401(k) with competitive company match.
- • Excellent health and wellness benefits, including medical, dental, and vision, with company-paid medical healthcare premiums.
- • Daily company lunch allowance and a fully stocked kitchen with healthy breakfast and snack options.
- • Education reimbursement and learning opportunities.
- • Corporate events including team outings, dinners, volunteer activities, and company sports teams.
Skills & Technologies
About Interactive Brokers LLC
Interactive Brokers LLC is a U.S.-regulated electronic brokerage and market maker that provides direct-access trading in stocks, options, futures, forex, bonds, ETFs and funds to individual and institutional clients worldwide. The company operates a consolidated equity capital of over $10 billion, routes orders to more than 150 markets in 33 countries, and offers a proprietary Trader Workstation platform, margin lending, portfolio management tools, research and robo-advisory services through Interactive Advisors. Founded in 1978 and headquartered in Greenwich, Connecticut, it is listed on NASDAQ under ticker IBKR and regulated by SEC, FINRA, NYSE and global authorities.
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