Compliance Officer

Trading 212 UK Ltd.

Job Overview

Location

Berlin

Job Type

Full-time

Full Job Description

📋 Description

• Our mission is to enable everyone to build wealth.
• We reinvent how trading and investing work by creating exceptional products people love.
• Fostering a culture of excellence and high velocity is the key to our success.
• Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.
• We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.
• WHAT YOU'LL DO
• Own day-to-day compliance activities aligned with BaFin regulatory requirements.
• Oversee monitoring of investment products and processes.
• Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.
• Provide compliance input on current and upcoming products and services across the business.
• Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.
• Review and approve financial promotions, ensuring full regulatory compliance.
• Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.
• WHAT YOU NEED TO HAVE:
• Experience in compliance, preferably within the financial services or investment sector.
• A degree in Law, Finance, or a related discipline, or an equivalent qualification.
• A strong interest in regulatory compliance and the financial services industry.
• Excellent communication and interpersonal skills.
• Ability to work well under pressure, adapt quickly, and learn on the job.
• Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.
• Professional proficiency in English, with German language skills considered a strong advantage.
• WHAT WE OFFER:
• High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.
• The opportunity to shape and build the compliance function for a major market.
• Challenges that will help you grow and realize your potential fast.
• Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
• Work with smart, spirited, helpful, high-performing colleagues with a common goal.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package
• Are you ready to accelerate your career with us? We'd love to hear from you!
• We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools.
• You may withdraw this consent or exercise your data protection rights at any time by contacting us.

🎯 Requirements

• Experience in compliance, preferably within the financial services or investment sector.
• A degree in Law, Finance, or a related discipline, or an equivalent qualification.
• A strong interest in regulatory compliance and the financial services industry.
• Excellent communication and interpersonal skills.
• Ability to work well under pressure, adapt quickly, and learn on the job.
• Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.
• Professional proficiency in English, with German language skills considered a strong advantage.

🏖️ Benefits

• High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.
• The opportunity to shape and build the compliance function for a major market.
• Challenges that will help you grow and realize your potential fast.
• Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
• Work with smart, spirited, helpful, high-performing colleagues with a common goal.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package

Skills & Technologies

Onsite

Ready to Apply?

Apply Externally

You will be redirected to an external site to apply.

AI Job Fit Analysis

Pro

See exactly how your profile matches this role — strengths, skill gaps, and what to do about them.

Trading 212 UK Ltd.

Visit Website

About Trading 212 UK Ltd.

London-headquartered fintech offering commission-free stock, ETF and CFD trading via web and mobile platforms. Regulated by the FCA and other European authorities, it serves retail investors in the UK and EU with fractional shares, ISAs, and multi-currency accounts. Features include automated investing, pies for portfolio building, and real-time market data. Since 2004, it has onboarded millions of users, focusing on transparent pricing and user-friendly technology.

View Company Profile

Get more remote jobs like this

Subscribe to the weekly newsletter for similar remote roles and curated hiring updates.

Weekly remote jobs and featured talent.

No spam. Only curated remote roles and product updates. You can unsubscribe anytime.