Head of Compliance Testing

📋 Description

• • As Head of Compliance Testing at Interactive Brokers LLC, you will lead the firm’s annual compliance testing program to ensure adherence to U.S. securities and commodities regulations, playing a critical role in safeguarding the integrity of one of the world’s largest electronic brokerage platforms serving clients in over 200 countries.
• • You will manage the end-to-end compliance testing lifecycle, including designing testing procedures, coordinating cross-departmental reviews, executing tests, drafting technical specifications for enhanced controls, reporting findings to management, and tracking remediation efforts to closure.
• • Interactive Brokers is a globally recognized financial technology leader headquartered in Greenwich, CT, known for its innovation, competitive pricing, and commitment to client success, operating in over 15 countries with a reputation for excellence acknowledged by Barron’s as the #1 online broker for six consecutive years.
• • In this role, you will deepen your expertise in regulatory compliance testing, influence firm-wide risk management practices, collaborate with legal, trading, and technology teams, and develop leadership skills in program design and execution within a high-stakes, technology-driven financial environment.