Job Overview
Location
Chicago, IL
Job Type
Full-time
Category
HR & Recruiting
Date Posted
July 16, 2026
Full Job Description
đź“‹ Description
- • CNO Financial Group, Inc. is a leading insurance and financial services company focused on securing the future of middle-income America.
- • The company delivers life and health insurance, annuity, financial services, and workforce benefits to more than 3.3 million policyholders, supported by $38.3 billion in total assets.
- • CNO Financial Group is seeking a Suitability Analyst Broker/Dealer to provide centralized supervision of registered representatives' securities transactions.
- • The Suitability Analyst works closely with all registered Representatives and Investment Advisors to ensure compliance with FINRA, Security Exchange Commission (SEC) and State Regulations.
- • Able to deliver high-quality customer service while maintaining and adhering to regulatory standards.
- • Review and approve client new and existing account documentation, trading activity, email correspondence and other related security transactions.
- • Conduct suitability review of customer trading activity for direct to fund, brokerage and RIA business by ensuring compliance with all internal procedures and industry regulations.
- • Work closely with vendors to ensure trade is executed in accordance with internal procedures and industry regulations.
- • Conduct suitability review of customer trading activity for direct to fund, brokerage and RIA business by ensuring compliance with all internal procedures and industry regulations.
- • Analyze trade and exception reports and take appropriate action.
- • Assist in the on-boarding new registered representative and provide on-going operational support.
- • Identify and analyze customer and firm risk, update compliance as necessary.
- • Resolves registered representative concerns by researching details, identifying most efficient method of handling the concern, and evaluating risks to all parties before resolving.
- • Evaluates possible solutions to complex problems, prioritize, and refining those solutions.
- • Anticipate processes/systems to meet changing business needs or regulatory requirements.
- • Builds and maintains a broad knowledge base of the securities industry (regulatory, markets, products, processes, and operational methodologies).
- • Educates and trains registered representatives by determining needs, providing various alternatives of action, and explaining specifics of each product or service.
- • Occasional travel.
🎯 Requirements
- • Master’s degree or equivalent to 12 years’ experience in Business and finance.
- • Active series 63 and 65/66.
- • Experience with SEC, FINRA and state insurance rules and regulations.
- • Knowledge of the trade cycle, securities settlement, standard trading workflows and systems.
- • Demonstrated strong critical thinking, analytical and organizational skills.
🏖️ Benefits
- • Medical, Dental, and Vision insurance.
- • Performance-based bonus or sales incentive.
- • 401(k) retirement plan with company match.
- • Short-term & long-term disability insurance.
- • Paid time off and 10 corporate holidays.
- • Paid parental leave.
- • Company-paid life insurance.
- • Mental & Financial Well-Being Resources.
Skills & Technologies
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About CNO Financial Group, Inc.
CNO Financial Group, Inc. is a holding company for a group of insurance businesses that provide life, health, and annuity products primarily to middle-income Americans through agents, worksite programs, and direct marketing. Founded in 1979 and headquartered in Carmel, Indiana, CNO operates via subsidiaries including Bankers Life, Washington National, and Colonial Penn. The company distributes fixed indexed annuities, supplemental health policies, and long-term care coverage, focusing on retirees and pre-retirees underserved by traditional insurers. CNO is publicly traded on the NYSE under ticker CNO, emphasizes digital enrollment tools, and maintains a nationwide network of licensed agents.
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