Trade Surveillance Analyst (Temp)

Interactive Brokers LLC

Job Overview

Location

Chicago, IL

Job Type

Full-time

Full Job Description

📋 Description

• Trade Surveillance Analyst (Temp) role at Interactive Brokers LLC in Chicago, IL, focused on ensuring compliance with financial regulations including the Bank Secrecy Act, USA PATRIOT Act, anti-money laundering, and securities laws.
• Day-to-day responsibilities include conducting account activity reviews (trading, deposits, withdrawals, public domain activity), advising management through data analysis and trend summarization, preparing regulatory filings, reviewing trading data for suspicious patterns, and contributing to process improvements.
• Interactive Brokers Group, Inc. is a global financial services leader headquartered in Greenwich, CT, with operations in over 15 countries, recognized as Barron’s #1 online broker for six consecutive years, offering cutting-edge technology and serving clients in over 200 countries.
• The role offers growth potential for high performers, reporting to a Compliance Manager, and provides hands-on experience in financial compliance, regulatory analysis, and surveillance within a dynamic, multinational team environment.

🎯 Requirements

• 1-3 years of regulatory compliance experience in an exchange, regulatory organization, broker-dealer, futures commission merchant, or similar financial services firm.
• Strong product knowledge of equity and/or exchange-traded derivative markets.
• High comfort with computers and technology, including understanding how technology applies to business and regulatory problems.
• Excellent oral and written communication skills.
• Detail-oriented with strong organizational and project management abilities.
• Ability to work independently and in small teams, multi-task with minimal supervision.

🏖️ Benefits

• Daily company lunch allowance and access to a fully stocked kitchen with healthy breakfast and snack options.
• Corporate events including team outings, dinners, volunteer activities, and company sports teams.
• Temporary employees can accrue Paid Time Off and contribute to a 401(k) plan from date of hire.
• Anticipated hourly pay range of $30.00 to $35.00 based on skills and experience.
• Hybrid work model: 4 days in office, 1 day remote per week.

Skills & Technologies

Remote

Degree Required

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Interactive Brokers LLC

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About Interactive Brokers LLC

Interactive Brokers LLC is a U.S.-regulated electronic brokerage and market maker that provides direct-access trading in stocks, options, futures, forex, bonds, ETFs and funds to individual and institutional clients worldwide. The company operates a consolidated equity capital of over $10 billion, routes orders to more than 150 markets in 33 countries, and offers a proprietary Trader Workstation platform, margin lending, portfolio management tools, research and robo-advisory services through Interactive Advisors. Founded in 1978 and headquartered in Greenwich, Connecticut, it is listed on NASDAQ under ticker IBKR and regulated by SEC, FINRA, NYSE and global authorities.

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