Job Overview
Location
Chicago, IL
Job Type
Full-time
Category
Data Science
Date Posted
June 22, 2026
Full Job Description
đź“‹ Description
- • Conduct reviews of new and existing clients' KYC profiles and transactions in accordance with IBKR policy and regulatory standards.
- • Assess clients' AML programs following established procedures aligned with IBKR policy and regulatory requirements.
- • Collect, analyze, and summarize data and trends to advise management on compliance risks and operational improvements.
- • Maintain accurate tracking of compliance assignments and documentation requests to ensure all deadlines are met.
- • Contribute to the streamlining of existing compliance processes and identify opportunities for efficiency and risk mitigation.
- • Draft risk assessments, suspicious activity reports (SARs), investigations, and client communications related to compliance matters.
- • Ensure adherence to the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing regulations, sanctions regimes, and securities laws.
- • Work within a hybrid model requiring four days per week in the Chicago office and one day remotely.
- • Collaborate with Compliance Managers and cross-functional teams to uphold firm-wide compliance standards.
- • Utilize internal systems and tools to monitor client activity and flag anomalies consistent with AML and due diligence protocols.
- • Participate in ongoing training and development to maintain knowledge of evolving regulatory frameworks and industry best practices.
- • Support internal audit functions by providing documentation and insights related to client due diligence and transaction monitoring.
- • Engage in due diligence reviews of financial institutions including banks, broker-dealers, and mutual funds as required.
- • Apply knowledge of capital markets and trade surveillance to evaluate client behavior and identify potential red flags.
- • Demonstrate strong attention to detail in reviewing complex financial profiles and documentation.
- • Manage multiple priorities with minimal supervision while maintaining accuracy and timeliness in all deliverables.
🎯 Requirements
- • Experience working for an exchange, regulatory organization, broker-dealer (BD), futures commission merchant (FCM), or similar financial services entity.
- • Bachelor’s degree with a focus on law, accounting, data analytics, or a related field (if direct industry experience is absent).
- • Experience in internal audit, legal, accounting, or control functions within a financial services firm or regulator.
- • Knowledge of capital markets and experience with trade surveillance.
- • ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications are preferred.
- • Experience conducting due diligence reviews of banks, broker-dealers, mutual funds, and other financial institutions.
🏖️ Benefits
- • Competitive salary with annual performance-based bonus and stock grant.
- • 401(k) retirement plan with competitive company match.
- • Comprehensive health, dental, and vision benefits with company-paid medical premiums.
- • Daily company lunch allowance and fully stocked kitchen with healthy breakfast and snack options.
- • Wellness screenings, health coaching, and counseling services through an Employee Assistance Program (EAP).
- • Education reimbursement and access to learning opportunities.
Skills & Technologies
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About Interactive Brokers LLC
Interactive Brokers LLC is a U.S.-regulated electronic brokerage and market maker that provides direct-access trading in stocks, options, futures, forex, bonds, ETFs and funds to individual and institutional clients worldwide. The company operates a consolidated equity capital of over $10 billion, routes orders to more than 150 markets in 33 countries, and offers a proprietary Trader Workstation platform, margin lending, portfolio management tools, research and robo-advisory services through Interactive Advisors. Founded in 1978 and headquartered in Greenwich, Connecticut, it is listed on NASDAQ under ticker IBKR and regulated by SEC, FINRA, NYSE and global authorities.
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