Senior Compliance Officer

📋 Description

• • As a Senior Compliance Officer at Trading 212 UK Ltd., you will play a critical role in safeguarding the integrity of a rapidly growing fintech platform that serves over 5 million clients and manages more than €30 billion in assets under management, ensuring adherence to FCA regulations and supporting the company’s mission to democratize wealth-building through innovative trading and investing products.
• • You will support the Head of Compliance in maintaining regulatory excellence across UK operations, contributing to a culture of high velocity and operational precision that underpins the company’s success in a competitive financial landscape.
• • Assist with day-to-day compliance activities aligned with regulatory and legal requirements and internal policies and procedures
• • Perform risk assessments to identify, evaluate, and mitigate compliance risks across business functions
• • Assist in drafting compliance-related reports for submission to the Financial Conduct Authority (FCA)
• • Draft, modify, and implement company policies, procedures, and handbooks to reflect evolving regulatory standards, industry best practices, and business changes
• • Research, identify, and report on compliance implications arising from new legislation or emerging best practices
• • Maintain oversight of relevant compliance registers to ensure accuracy and traceability
• • Assist in the compliance function’s strategic planning and decision-making processes
• • Liaise with internal and external auditors or examiners during compliance audits and examinations as assigned
• • Conduct desk-based reviews of company functions, systems, and procedures in accordance with the Compliance Monitoring Program
• • About the team or company: Trading 212 UK Ltd. is a purpose-driven fintech leader reinventing how people trade and invest, built on a foundation of excellence, innovation, and client trust, with a mission to enable everyone to build wealth through accessible, high-quality financial products.
• • The company fosters a high-performance, collaborative environment where smart, spirited colleagues work toward shared goals, embracing agility and continuous improvement in a dynamic, evolving regulatory landscape.
• • What the person can learn or achieve in this role: Develop deep expertise in UK financial regulation and FCA expectations while gaining hands-on experience in shaping compliance frameworks for a scalable, technology-driven financial platform.
• • Enhance your ability to influence strategic decisions, lead compliance initiatives, and grow into a trusted advisor within a fast-moving, innovative organization committed to professional development and impact.