Senior Compliance Officer

Trading 212 UK Ltd.

Job Overview

Location

Berlin

Job Type

Full-time

Full Job Description

📋 Description

• Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.
• Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
• Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
• Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
• Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
• Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
• Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.

🎯 Requirements

• Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.
• Educated to degree level in Law, Finance, Business, or a related field.
• Professional proficiency in English, with German language skills considered a strong advantage.

🏖️ Benefits

• Challenges that will help you grow and realise your potential really fast
• Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
• Work with smart, spirited, helpful, high-performing colleagues with a common goal
• An environment where nothing is set in stone
• Appreciation for your talent and ideas
• Generous remuneration package

Skills & Technologies

Senior

Onsite

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Trading 212 UK Ltd.

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About Trading 212 UK Ltd.

London-headquartered fintech offering commission-free stock, ETF and CFD trading via web and mobile platforms. Regulated by the FCA and other European authorities, it serves retail investors in the UK and EU with fractional shares, ISAs, and multi-currency accounts. Features include automated investing, pies for portfolio building, and real-time market data. Since 2004, it has onboarded millions of users, focusing on transparent pricing and user-friendly technology.

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