Job Overview
Location
Remote - Any
Job Type
Full-time
Category
HR & Recruiting
Date Posted
April 25, 2026
Full Job Description
đź“‹ Description
- • The Supervision Analyst leads the daily review process for all lines of new business to ensure compliance with firm, broker/dealer, and regulatory guidelines, playing a critical role in maintaining the integrity and trust of Wealth Enhancement Group’s financial services.
- • Day to day, the analyst conducts thorough, timely reviews of transactional business and trade alerts, monitors Salesforce queues for completeness, builds relationships with advisors, escalates issues to the Supervision Manager, and collaborates on trends, regulatory changes, and case studies with the supervision team.
- • Wealth Enhancement Group is an independent wealth management firm serving over 80,000 households across 140+ offices nationwide, known for its personalized financial planning through the Roundtable and UniFi processes, and a commitment to raising industry standards since 1997.
- • In this role, the analyst will deepen expertise in financial services compliance, develop leadership in supervisory processes, gain exposure to FINRA-regulated workflows, and contribute to best practices that support firm-wide integrity and advisor success.
Skills & Technologies
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About Wealth Enhancement Group, LLC
Wealth Enhancement Group provides integrated financial planning and investment management services to individuals, families, and businesses. The firm combines portfolio management, tax strategies, estate planning, insurance, and retirement solutions through a team of advisors, CPAs, and attorneys. It operates on a fiduciary basis, managing over $26 billion in client assets from headquarters in Minneapolis and offices nationwide. Services include wealth transfer, business succession, executive compensation, and charitable planning. The company partners with tax and legal professionals to deliver coordinated advice, aiming to optimize clients’ financial outcomes across market cycles and generational transitions.
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